Deposit

Settlement amount can be deposited in Cash / Cashier’s Order / Check or Wire Transfer to the Hani Securities (HK) Limited, the banks are as follows (in order of preference):


For settlement inquiries, kindly contact Miss Cat Leung or Miss Joyce Yip on telephone (852)-28691318

CCASS Settlement Instruction

CCASS Participant ID: B01181

CCASS Designated sub-accounts:

• 01 - Clearing account
• 02 - Entitlement account
• 03 - Cash Clients Custody account
• 04 - Margin Clients Custody account

Client Deposit of Physical Scripts

Clients with physical scripts, may sell their shares on the day they deposit such scripts with the company. But the Company will withhold the proceeds in a trust account on settlement day for 7 working days until the Hong Kong Securities Clearing Company confirms the authenticity of such scripts. Thereafter, clients may withdraw their money at their convenience.

Depositing Cheques On Behalf of Clients

New Policy Regarding Depositing Cheques On Behalf of Clients 2008/06/30
From 1/7/2008, please be advised the Companys new policy regarding depositing cheques on behalf of clients:

• The Company will upgrade the client cheque printing system so that on the front of the cheque the clients bank account number will be printed, all Account Executives must re-confirm with their clients bank account numbers. If there are any changes, please advise settlement before 24/6/2008. Clients wishing to change bank account numbers, home/correspondence address, telephone numbers, kindly please fill in and return the form printed on the back of the statement.



• The Company will only deposit client cheques for settlement at the counter of the following listed banks on behalf of the clients and will provide bank receipt slips; cheques for other banks not listed below will be deposited in the relevant banks cheque collection box and no bank receipt slip will be provided.
  • Bank of China
  • Hang Send Bank
  • HSBC
  • Standard Chartered Bank
  • Bank of East Asia
  • DBS
• All other client cheques including interests, warrants payments, other entitlements will be deposited in the relevant banks cheque collection box and no bank receipt slip will be provided.

If there are any query, please don not hesitate to contact settlement department Ms. Leung (ext. 311).

Download Forms

1. Settlement Instruction	Download
2. Settlement Instruction - Client Participation Account	Download
3. Stock Withdrawal Instruction	Download
4. Money Withdrawal Instruction	Download
5. Delivery versus Payment Authorization Letter	Download